September 13 Law and regulation . In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. John M. Turner, Jr. Executive Vice President He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. He began his career in the Jackson, Mississippi office of Arthur Andersen. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. February 9, 2021. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Regions Bank is an Equal Housing Lender and Member FDIC. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Hope Dmuchowski Chief Financial Officer. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Jeremy King | First Horizon Bank. C. Keith Herron She is a member of the companys Executive Leadership Team. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Chief Administrative and Human Resources Officer. John B. Owen 205-264-4551 2023 Regions Bank. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Kate R. Danella Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Senior Executive Vice President Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. By Jeremy King | February 9, 2021. Senior Executive Vice President Executive Vice President A bank executive develops a new product, maybe a fee-generation concept. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. 8 a.m. 5 p.m. GMT Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Prior to that, Danella led Private Wealth Management. He is also a member of the companys Executive Leadership Team. Additional information about Regions and its full line of products and services can be found at www.regions.com. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. She is also responsible for managing the companys relationships with credit rating agencies. jsbacContactjsbacContact Regions provides links to other websites merely and strictly for your convenience. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. New compliance officers face an overwhelming amount of tasks during their first few months. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Head of Enterprise Operations. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. She joined Regions in 2003 to lead Consumer Credit Risk. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Tammy LoCascio . Hope D.Mehlman Head of Wealth Management Group. C. Ward Cheatham He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. He is a member of the companys Executive Leadership Team. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Senior Executive Vice President He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Senior Executive Vice President Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Gartner Terms of Use Senior Executive Vice President Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . He earned a masters degree in Human Resources from Boston University. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Dana Nolan serves as the Head of Investor Relations at Regions. William E. Horton John Turner is president and chief executive officer of Regions Financial Corporation. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Senior Executive Vice President Building a detailed plan. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. In 2006, he led the HR integration during the Regions/AmSouth merger. Chief Operating Officer. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Gartner Terms of Use Beth Ardoin Chief Communications Officer . Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk.